Privacy Statement


Robotti Securities, LLC, and our affiliates have the utmost respect for our customers’
privacy, and we are highly committed to protecting your privacy. In furtherance of this
commitment, we are providing our individual customers with this privacy statement, and
the opportunity to direct us not to provide certain nonpublic personal information to our
affiliates and other third parties.

The Types of Information We Collect About You:
Robotti Securities, LLC, collects nonpublic personal information about you from:
information we receive from you on applications or other forms; the transactions you
have participated in with us, our affiliates, or others; and, from information we receive
from a consumer-reporting agency.

The Types of Information We Disclose About You:
We may disclose all of the information we collect, as described above, to companies that
perform marketing services on our behalf, or to other financial institutions with whom we
have joint marketing agreements. We may also disclose the information as described
above, and as permitted by law, to our affiliates. Our affiliates are those parties who,
directly or indirectly, hold common ownership with Robotti Securities, LLC. We treat
nonpublic personal information about former customers in the same manner, and with
the same care that we do our current customers. We only disclose nonpublic personal
information about those former customers who had an opportunity to opt out.

Your Right to Opt Out:
Other than those disclosures required by law, you may direct us not to disclose
nonpublic personal information about you to: our affiliates; to companies that perform
marketing services on our behalf; or to other financial institutions, with whom we have
joint marketing agreements. If you wish to do so, you may fill out the opt out form
enclosed, and mail it to the address provided.

Our Information Security Policies:
In order to protect the confidentiality and security of the nonpublic personal information
that Robotti Securities, LLC gathers from you, access to that information is restricted to
select members of our staff. These select staff members are privy to said information on
a need to know basis, only to the extent necessary to fulfill your requests and provide
you with the best service possible. We maintain physical, electronic, and procedural
safeguards that comply with federal standards to guard your nonpublic personal
information.

OPT OUT FORM

If you would like to limit the personal information that we disclose about you,
please check the appropriate box or boxes below and mail this form to:

Robotti Securities, LLC
Compliance Department
60 East 42nd Street, Suite 3100
New York, NY 10165

  • Do not disclose my personal information to any of your affiliates.
  • Do not disclose my personal information to companies that perform
    marketing services on Robotti Securities, LLC’s behalf.
  • Do not disclose my personal information to other financial institutions with 
    whom Robotti Securities, LLC has joint marketing agreements.

*Name:____________________________________________
*Account number:____________________________________
*Street Address:______________________________________
*City:___________________ *State:_______________

*This information is required so that we may properly process your opt out form.

Brokerage Products and Services offered by Robotti Securities, LLC - Member FINRA and SIPC.
Form ADV - Robotti & Company Advisors, LLC