Robotti BD Rule 606 Order Routing Disclosure

SEC Rule 606 requires all broker-dealers that route orders in equity and option securities to make available quarterly reports that present an overview of their order routing practices. The report requires us to identify the significant venues to which client orders were routed for execution during the previous quarter and disclose the material aspects of the broker-dealer's relationship with such venues. In addition, the rule requires broker-dealers to disclose, on customer request, the venues to which the customer's individual orders were routed.

 

The reports for Robotti Securities, LLC can be accessed below:

http://external.s3.com/rule606/mixit_rbi/

Brokerage Products and Services offered by Robotti Securities, LLC - Member FINRA and SIPC.
Form ADV - Robotti & Company Advisors, LLC